About Us

Keeping You Compliant

Who We Are

Since 2010, 38 Compliance has been providing solutions to simplify compliance for registered investment advisers, hedge funds and private equity funds. Whether you have one or multiple entities, are newly registered or well-established, we are skilled in delivering practical solutions that address your compliance challenges.

We’re here to serve as your outsourced compliance resource, answer your compliance questions and provide guidance in a cost-effective and timely manner.

With constant compliance changes and regulation-driven deadlines, having professionals with comprehensive expertise and concrete experience is the key to making it all work. With over 50 years of combined experience, our team of consultants has the know-how and aptitude to simplify compliance for our clients. We are former CCOs CFOs and regulatory examiners, and have also held the FINRA Series 7, 24, 27, 63, 65, and 87 licenses.

We are dedicated professionals committed to:

  • Acting from sound moral principles
  • Serving as reliable resources
  • Delivering exceptional service

Bryant Boston

FOUNDER & MANAGING DIRECTOR

As Founder and Managing Director of 38 Compliance, Bryant Boston leads program development and compliance strategy for all SEC, FINRA, and state-regulated clients. He began his career as a financial advisor and marketing associate and has more than 20 years of experience in the securities industry. 

Prior to founding 38 Compliance, Bryant served as Chief Compliance Officer and Chief Financial Officer for a group of affiliated firms (SEC investment adviser, hedge fund, and dual-registered broker-dealer and investment adviser). In addition, Bryant held multiple compliance and operations roles with several national, regional, and local investment management firms.

Bryant attended the University of Washington, where he was a four-year starter and letterman on the men’s basketball team. Upon graduation, he earned a Bachelor of Arts in Business Administration with a concentration in Finance.

Lance MacKenzie

SENIOR COMPLIANCE CONSULTANT

For over 20 years, Lance MacKenzie has worked with state and federally Registered Investment Advisors to help them comply with the regulatory environment in which they operate.

Post-graduation from Liberty University with a Bachelor of Science in Finance, where he also played football, Lance began his career as a Financial Examiner with the Florida Department of Financial Services. There, he saw firsthand the emergence of Investment Advisors as a welcomed and needed financial service. In 1995, Lance founded eAdvisor Compliance, formerly Florida Securities Consulting Services, Inc., to fill the regulatory void created by the rapid growth of Registered Investment Advisors.  

Lance continues to examine the big picture of state and federal regulations, keeping an open mind to more efficient and effective regulatory solutions. His ultimate focus is on making compliance easier for investment advisors.

Elizabeth Worthan

COMPLIANCE PROJECT MANAGER

Elizabeth Worthan grew up in the financial services environment, spending her summers lending a hand at her parents’ wealth management firm. After graduating from San Diego State University with a Bachelor of Arts in History, she obtained a position in retail banking in California. She later transferred to New York City, where she acquired several financial licenses. Here, Elizabeth became most interested in the compliance side of the house and frequently found herself being the go-to for her coworkers’ compliance-related questions.

After moving to Northern Virginia, Elizabeth was provided the opportunity to work with 38 Compliance and dedicate her time to honing her passion for helping ease daily compliance operations for clients.